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Compliance Auditor Sample

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Career advice featured in – Forbes, Glassdoor, Reader's Digest, MarketWatch, The CheatSheet
Career advice featured in Forbes, Glassdoor, MarketWatch, Reader's Digest, The CheatSheet

A Compliance Auditor resume should be professionally written with focus on accuracy, detail, and efficiency. The resume should highlight skills in compliance monitoring, auditing, and financial analysis. These skills are vital to the job and should be displayed throughout the resume under job positions.

Expert Tip

You should never use a creative resume


Many job seekers think that an eye-catching resume template will help them stand out to hiring managers and increase their chances of landing an interview. This is a myth put out by resume builders that value design over content.


The truth is that most hiring managers prefer a traditional resume format.


Creative resume templates, like the one pictured here, can actually hurt your chances of landing an interview. Instead, you should use a basic resume format that quickly communicates your basic information and qualifications–like the one included below.

Compliance Auditor resume (text format)

How confident are you feeling about your resume? If you need more help, you can always refer to the following resume sample for a position.

Name

Title

City, State or Country if international

Phone | Email

LinkedIn URL



COMPLIANCE AUDITOR PROFESSIONAL


Dedicated Compliance Auditor highly regarded for success scrutinizing the financial statements of organizations and reporting on their financial positions to ensure 100% compliance with all federal, state, industry and internal processes and controls. Expertise in examining records, reports, operating practices, regulations, and documentation. Exceptional interpersonal skills, with the ability to communicate risks and issues and work with Stakeholders to help them make informed decisions. Completes all projects on time with the highest level of scrutiny and attention to detail to ensure results exceed expectations. Strong communication skills with experience working in a team environment, able to collaborate with individuals from diverse backgrounds.



CORE COMPETENCIES

  • Audit Design and Execution

  • Training

  • Risk Management

  • Financial Analysis and Controls

  • Compliance and Regulation

  • Process Improvement

  • Efficiency and Effectiveness

  • Research and Analysis

  • Consulting

  • Objectivity

  • Business Acumen

  • Data Mining



PROFESSIONAL EXPERIENCE


Internal Compliance Auditor

Company | Location | Year to Year

Responsibilities

  • Coordinate, execute, and perform auditor/lead audit functions during internal audits to ensure compliance with applicable regulations and international laws and standards, guidelines, and procedures.

  • Develop, implement, manage, and track effectiveness of corrective action plans for non-compliant issues, and provide management with regular updates.

  • Revise, review, and approve standard operating procedure change controls.

  • Review and approve all plant SOPs, batch records and specifications for compliance to regulations, policies and procedures.

  • Perform key compliance projects including gap assessments to ensure compliance with regulatory requirements, including FDA, Health Canada, and other international audits as assigned.


Compliance Auditor

Company | Location | Year to Year

Responsibilities

  • Managed and supported compliance projects to achieve plant quality objectives and initiatives, participating in and contributing to committees/teams that support compliance programs.

  • Conducted verification assessments to ensure adequate maintenance of quality systems and processes.

  • Prepared for regulatory audits and participate in external audits. Assist in staffing and training audit support personnel. Managed and tracked corrective action plans including the responses to observations, person responsible and target date(s) for completion.

  • Performed on-floor spot audits as required.

  • Ensured Audit Plan approvals are received, and Audit Responses completed within required time frames.


Junior Auditor

Compliance | Location | Year to Year

Responsibilities

  • Protected assets by establishing, monitoring, and enforcing internal controls.

  • Monitored and confirmed financial condition by conducting audits; provided information to external auditors.

  • Maximized return, and limits risk, on cash by minimizing bank balances.

  • Provided status of financial condition by collecting, interpreting, and reporting financial data.

  • Complied with federal, state, and local legal requirements by studying existing and new legislation, anticipating future legislation, enforcing adherence to requirements, filing financial reports, and advising management on needed actions.

  • Ensured operation of equipment by establishing preventive maintenance requirements and service contracts; maintaining equipment inventories; evaluated new equipment and techniques.



EDUCATION

 

Complete School Name, City, St/Country: List Graduation Years If Within the Last Ten Years
Complete Degree Name (Candidate) – Major (GPA: List if over 3.3)

  • Relevant Coursework: List coursework taken (even include those you are planning on taking)

  • Awards/Honors: List any awards, honors or big achievements

  • Clubs/Activities: List clubs and activities in which you participated

  • Relevant Projects: List 2-3 projects you have worked on


Everything you need to write your compliance auditor resume

 Now that you’ve seen an example of a job winning Compliance Auditor resume, here are some tips to help you write your own. You should always begin with a summary section. Remember to use basic formatting with clear section headings and a traditional layout. Finally, be sure to include top skills throughout your resume. We’ve included several examples common for Compliance Auditor below.

Let’s start with your resume summary section.

1. Summary

 The resume summary replaces the out-of-date resume objective. A summary outlines the most impressive parts of your resume for easy recall by your potential employer, while also serving to fill in personal qualities that may not appear elsewhere on the page. Remember that summaries are short and consist of pithy sentence fragments! You can check out the Compliance Auditor resume example for more information!

Expert Tip

Always start with your most recent positions at the top of your resume. This is called reverse-chronological format, and keeps your most relevant information easy for hiring managers to review.

2. Formatting

Our experts recommend you start your resume with a resume summary, like the one above. Other common sections are Work Experience, Education, and either Skills or Core Competencies. Here are some guides from our blog to help you write these sections:

Some resumes will include other sections, such as  or . When it comes to what sections you need to include on your resume, you will know best!

Other sections for you to consider including are foreign language skills, awards and honors, certifications, and speaking engagements. These could all be relevant sections for your resume.

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3. Appropriate skills

  • Audit Design and Execution

  • Training

  • Risk Management

  • Financial Analysis and Controls

  • Compliance and Regulation

  • Process Improvement

  • Efficiency and Effectiveness

  • Research and Analysis

  • Consulting

  • Objectivity

  • Business Acumen

  • Data Mining

  • Project Management

  • Internal Audits

  • Corrective Actions

  • Change Controls

4. Experience section

Your Work Experience section should make up the bulk of your resume. This section should include your relevant job titles, companies that employed you, and the dates you were employed.

Most of your resume will be the Work Experience section, so it's important to write about your professional history in an impactful way. To demonstrate how to write an effective Work Experience section for your resume, let's dissect some bullet points from the example above. • Conducted verification assessments to ensure adequate maintenance of quality systems and processes. This bullet is a key skill and should be included to strengthen your overall document. • Perform key compliance projects including gap assessments to ensure compliance with regulatory requirements, including FDA, Health Canada, and other international audits as assigned. This bullet is strong and shows you can manage projects to ensure compliance across the organization.

Let’s wrap it up!

Standout resumes will include a resume summary, a traditional reverse-chronological layout, and the skills and experience relevant to your job target. This resume example shows how to include those elements on a page. It’s up to you to insert your personal compelling qualifications.

Keep your resume format easy to scan by both humans and computers; our resume template is designed by our experts to satisfy both audiences. And be sure to include your own skills, achievements, and experiences. Job-winning resumes are resumes that successfully market you, leading recruiters and hiring managers to want to learn more!

Finally, emphasize your interest with a customized cover letter. When writing, remember that the resume and cover letter should support each other. Check out our cover letter tips and examples for more advice.

Didn’t get the specific answers you were looking for on this page? to get the advice you need to land your next job. 

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